CIA’s program initially focused on removing Lumumba, not
only through assassination if necessary but also with an array of nonlethal means.
Patrice Émery Lumumba was a Congolese independence leader and the first democratically elected prime minister of Congo.
"The inquiry concluded that Belgium wanted Lumumba arrested and, not being particularly concerned with his physical well-being, took no action to prevent his death even though it knew he probably would be killed. ."
From 1960 to 1968,
CIA conducted a series of fast-paced, multifaceted covert action (CA)
operations in the newly independent Republic of the Congo (the Democratic
Republic of the Congo today) to stabilize the government and minimize communist
influence in a strategically vital, resource-rich location in central Africa.
The overall program—the largest in the CIA’s history up until then—comprised
activities dealing with regime change, political action, propaganda, air and
marine operations, and arms interdiction, as well as support to a spectacular
hostage rescue mission. By the time the operations ended, CIA had spent nearly
$12 million (over $80 million today) in accomplishing the Eisenhower, Kennedy,
and Johnson administrations’ objective of establishing a pro-Western
leadership in the Congo. President Joseph Mobutu, who became permanent head of
state in 1965 after serving in that capacity de facto at various times, was a
reliable and staunchly anticommunist ally of Washington’s until his overthrow
in 1997.
Some elements of the program, particularly the
notorious assassination plot against Prime Minister Patrice Lumumba that was
extensively recounted in 1975 in one of the Church Committee’s reports, have
been described in open sources. However, besides the documentary excerpts in
that report, limited releases
releases in the State Department’s Foreign Relations of
the United States (FRUS) series, and random items on the Internet
and in other compilations, a comprehensive set of primary sources about CIA
activities in the Congo has not been available until now. FRUS, 1964–1968,
Volume XXIII, Congo, 1960–19681 is
the newest in a series of retrospective volumes from the State
Department’s Office of the Historian (HO) to compensate for the lack of
CA-related material in previously published collections about countries and
time periods when CIA covert interventions were an indispensable, and often
widely recognized, element of US foreign policy.
After
scholars, the media, and some members of Congress pilloried HO for publishing
a volume on Iran for 1951–54 that contained no documents about the
CIA-engineered regime-change operation in 1953,2 Congress
in October 1991 passed a statute mandating that FRUS was to be
“a thorough, accurate, and reliable documentary record of major United States
foreign policy decisions and significant United States diplomatic activity” and
ordering “other departments, agencies, and other entities of the United States
Government…[to] cooperate with the Office of the Historian by providing full
and complete access to the records pertinent to United States foreign policy
decisions and actions and by providing copies of selected records” older than
25 years.
Not with standing
the new law and DCI R. James Woolsey’s pledge in 1993 to seek declassification
review of 11 covert actions, including in the Congo, the two FRUS volumes
published in the early 1990s on that country for 1958 through 1963 contained
very few documents about the Agency’s CA operations there—even on the Lumumba
assassination plot.4 In the case of the
first volume, the FRUS editors decided not to delay publication by
seeking additional records under the access requirements of the just-enacted FRUS
law. In the second, HO and CIA were still working out how to implement
those requirements, taking into account the Agency’s concerns about protecting
sources and methods and the fact that its records management practices were
not designed to facilitate scholarly research. Serious interagency
difficulties over HO access to and CIA review of CA-related documents arose
over the next few years but were mostly resolved by the early 2000s in an
interagency agreement.
The
new procedures in that agreement facilitated the completion of the volume
discussed here, which was held up after HO’s outside advisory committee in 1997
questioned the completeness and accuracy of the previous collections on the
Congo. HO originally conceived Congo, 1960–1968 as a volume documenting
US policy during the Johnson presidency, but, at the committee’s suggestion, it
postponed publication to incorporate relevant CA material missing from previous
compendia.
The
collection is well worth the wait, and specialists are making use of it
already.a In no other single source will
scholars find a richer compilation of intelligence and policy documents that,
when used in conjunction with the two earlier volumes, helps underscore why the
fate of the Congo, as well as the other newly independent nations in Africa,
drew so much attention from US national security decisionmakers then. Before
1960, when, in British Prime Minister Harold Macmillan’s famous phrase, “the
wind of change” began blowing over the continent, the Soviet Union, China, and
their proxies had paid little attention to it.
By early 1965, however, communist countries had
established over 100 diplomatic, consular, and trade missions;
extended over $850 million in economic grants and credits; set up front
organizations, cover entities, agents of influence, and clandestine assets; and provided
assistance to anti-Western groups directly and through their allies.
The
Congo—formerly a Belgian colony, one-quarter the size of the United States,
with immense natural wealth and strategically situated in a now-contested
region—was a Cold War prize of the first order. “If Congo deteriorates and Western
influence fades rapidly,” the chief of CIA’s Africa Division (AF) wrote in June
1960, 10 days before the Congo gained its independence, the “Bloc will have a
feast and will not need to work very hard for it.”
Congo, 1960–1968 provides essential material for understanding how
the United States and its Congolese allies prevented the “feast” from
happening. The volume contains 582 documents and editorial notes and is divided
roughly into two sections.
The first, covering 1960 to 1963, depicts the
Congo’s political crisis and the extensive influence of CIA covert actions to
remove Lumumba from power and then to encourage allegiance to the Leopoldville
government—especially the pervasive use of money to buy loyalties within leadership
circles. The second part, covering 1964 to 1968, describes the continuation of
the political action programs and the expansion of paramilitary and air support
to the Congolese government in its effort to quell provincial rebellions, some
of them communist-aided.
Over one-third of the sources in the volume are from CIA,
and over 40 percent pertain to CA (the rest are about diplomacy, policy, and
military matters). A number of the editorial notes usefully summarize heavily
redacted documents or paraphrase intelligence information that otherwise might
not have survived the review process in raw form.
In both the documents and the
notes, the editors helpfully have used bracketed insertions to indicate names,
titles, or agencies in place of cryptonyms that were not declassified.
Similarly, in cases when more than one individual whose name cannot be
declassified is mentioned in a document, they have been designated as
“[Identity 1],” “[Identity 2],” and so forth for clarity—a much better
procedure than repetitively using “[less than one line declassified].”
A More Nuanced View of the Situation
The
documents from early 1960 at the inception of the covert program show CIA’s
nuanced view of the Congo’s unsettled internal situation and the Agency’s
fashioning of sensible operational objectives to achieve the Eisenhower
administration’s goal of regime change.6 President
Dwight Eisenhower clearly expressed his disquiet over developments in postcolonial
Africa at a meeting with senior advisers in August 1960:
“The
President observed that in the last twelve months, the world has developed a
kind of ferment greater than he could remember in recent times. The Communists
are trying to take control of this, and have succeeded to the extent that… in
many cases [people] are now saying that the Communists are thinking of
the common man while the United States is dedicated to supporting outmoded
regimes”
CIA
operations officers understood the challenges facing them as they dealt with a
population of 14 million divided into over 200 ethnic groups and four major
tribes, with fewer than 20 Congolese college graduates in the entire country,
led by a government heavily dependent on the former Belgian colonialists to
maintain infrastructure, services, and security, with an army that was poorly
trained, inadequately equipped, and badly led, and a fractured political
structure consisting of four semi-autonomous regions and a weak and factious
“central” government in the capital of Leopoldville (Kinshasa today). The US
ambassador in the early 1960s, Clare Timberlake, sympathized with the Agency
officers he worked with: “Every time I look at this truly discouraging mess, I
shudder over the painfully slow, frustrating and costly job ahead for the UN
and US if the Congo is to really be helped. On the other hand, we can’t let go
of this bull’s tail.”8
One
of the most valuable contributions Congo, 1960–1968 is likely to make
is moving scholarship past its prevailing fixation on Lumumba and toward an
examination of CIA’s multiyear, multifarious covert program and the
complexities of planning and implementing it.
The volume provides additional
detail about the assassination plot against Lumumba and his eventual death at
the hands of tribal rivals abetted by their Belgian allies, substantiating the
findings of a Belgian parliamentary inquiry in 2001.a9
Beyond that, for students of intelligence
operations, the collection demonstrates the wide range of “soft” and “hard”
covert initiatives CIA undertook in an often rapidly changing operational
environment
CIA’s
program initially focused on removing Lumumba, not only through assassination
if necessary but also with an array of nonlethal undertakings that showed the
Agency’s clear understanding of the Congo’s political dynamics. The activities
included contacts with oppositionists who were working to oust Lumumba with
parliamentary action; payments to army commander Mobutu to ensure the loyalty of
key officers and the support of legislative leaders; street demonstrations; and
“black” broadcasts from a radio station in nearby Brazzaville, across the
border in the Democratic Republic of the Congo, to encourage a revolt against
Lumumba.
CIA concentrated
on stabilizing and supporting the government of President Joseph Kasavubu and
Prime Ministers Cyrille Adoula and Moise Tshombe, with Mobutu as
behind-the-scenes power broker
After
Lumumba fled house arrest in the capital in late November 1960 and was tracked
down and killed soon after,10 CIA concentrated on stabilizing and
supporting the government of President Joseph Kasavubu and Prime Ministers
Cyrille Adoula and Moise Tshombe, with Mobutu as behind-the-scenes power
broker. CIA used an extensive assortment of covert techniques to accomplish that
objective:
Advice and subsidies to political
and tribal leaders.
• Funds
to Mobutu to buy the allegiances of army officers through salary subsidies and
purchases of ordnance and communications and transportation equipment.
• Payments
to agents of influence in the Adoula administration and to sources in the
leftist opposition.
• Parliamentary
maneuvering aided by covert money.
• Contacts
with labor unions and student associations.
• Newspaper
subsidies, radio broadcasts, leaflet distributions, and street demonstrations.
• Efforts to influence delegations
from the United Nations (UN) to adopt positions that favored the Congolese
government.11
The CIA’s
program persisted through several political crises in the Congo during 1962–63
and at least can be credited with helping the government survive them. As of
mid-1964, however, the US strategic goal of bringing about a broad-based
governing coalition with national appeal remained unaccomplished. The
replacement of Adoula with Tshombe, who led a different faction, in July 1964
prompted a suspension of political action efforts while the new government
established itself and soon became preoccupied with putting down rebel
uprisings. By August, insurgents controlled over one-sixth of the country, and
the Agency redirected most resources to reinforcing and rebuilding tribal
allegiances in contested areas and indirectly assisting the Congolese army by
funding mercenaries in its employ.
For
the better part of a year, CIA opted to promote unity rather than division by
declining Tshombe’s and other politicians’ approaches for individual
subsidies. By mid-1965, when Tshombe and Kasavubu seemed nearly beyond
reconciliation, the Agency tried to resume its previous political intriguing
and buying of access and influence but became frustrated when the embassy
resisted. US ability to affect Congolese leaders’ decisions “has never been
lower since departure of Lumumba,” Leopoldville Station wrote in late
October. A month later, Mobutu—“our only anchor to the windward” and “the best
man… to act as a balance wheel between the contending political leaders,”
asserted CIA—staged a bloodless coup and took over the government.12
In Concert with US Policy
Documents
in the collection show that CIA’s political program was strategically
coordinated with overt policies and benefited from close cooperation between
the chief of station (COS) and the ambassador, at least at first, and the COS’s
back channel to the Congolese government, particularly with Mobutu. Larry
Devlin, COS from July 1960 to May 1963 and July 1965 to June 1967, had productive
relationships with Timberlake and Edmund Guillon, less so with G. McMurtrie
Godley, who disapproved of the station’s machinationswith
local leaders.
Still, Devlin largely had a free hand, and his skill and
connections were so valuable that he was brought back as an informal
interlocutor with the Congolese government between his tours. The State
Department noted in 1965 that
“from the outset the Congo operation has had to cope with
successive crises on a crash basis. The very nature of the problem has meant
that great reliance had to be placed on close coordination between the
Ambassador and the Station Chief in the expenditure of funds. Both Ambassadors
Guillon and Godley appear to have had confidence in the CIA Station Chief and
in his conduct of operations. Although courses of action have frequently been
discussed between representatives of the Department and CIA, the bulk of the
day to day operational decisions were taken in the field without reference to
the Department”
Devlin’s
quasi-ambassadorial dealings with Mobutu underscored that the army chief was
indispensable to the Congo’s stability and, by extension, US policy in the
Congo and sub-Saharan Africa. Devlin’s fascinating personal and professional
interaction with Mobutu, so evocatively described in his memoir, comes through
in the official record as well, as does his indirect influence on policy
decisions in Washington. The chief of AF wrote in 1967 that Mobutu had
“become accustomed and to some degree dependent on the informal
channel to the U.S. Government thus provided [and] would interpret the termination
of this relationship— particularly if termination were more or less coincident
with Devlin’s [second] departure— as evidence of a desire on the part of
the U.S. Government to disengage from the close and friendly relations that
have characterized dealings between the governments for most of the period
since 1960.”
Story to be continued…
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